Caldwell Sutter Capital Inc.

Overview

Caldwell Sutter Capital Inc. is a U.S.-based investment firm specializing in healthcare investments. The firm offers a comprehensive suite of investment services, including managed advisory accounts, fixed income portfolios, fixed income trading, and public finance. Their investment advisory practice provides customized equity and fixed income strategies aimed at delivering long-term, tax-efficient returns tailored to clients' risk and return objectives. Additionally, Caldwell Sutter Capital offers tax-exempt and taxable fixed income trading in both new issue and secondary markets for institutional and high-net-worth clients. Their equity trading desk focuses on closely held, thinly traded securities across all domestic markets. The firm's investment approach is centered on identifying and exploiting structural inefficiencies in the public markets, emphasizing the purchase of securities at discounts to their intrinsic value to manage risk effectively. This strategy is designed to take advantage of persistent market inefficiencies, including marketability, liquidity, and minority share discounts. Caldwell Sutter Capital's team comprises experienced professionals, including President Joe Helmer, CFA, who manages investment advisory accounts for wealthy individuals and families using the firm's value equity and balanced strategies. The firm is headquartered in Sausalito, California, and operates as both a registered investment advisory firm and a broker-dealer, serving clients nationwide. Caldwell Sutter Capital is a member of FINRA and SIPC, and its background and investment professionals can be found on FINRA's BrokerCheck.

Investment Focus

• High Net Worth Individuals
• Institutional Clients
• Municipalities
• Pension Funds
• Money Managers
• Insurance Companies

Portfolio Companies