CIM Securities, LLC

Overview

CIM Securities, LLC is an independent investment bank and venture capital firm based in Littleton, Colorado, specializing in providing capital raising solutions and merger and acquisition services to micro-cap and small-cap companies. The firm offers a range of services, including equity and debt financing, investor relations consulting, and venture capital investments in early and expansion-stage companies. Their primary focus is on assisting businesses seeking growth capital or strategic financial solutions. The firm's investment strategy encompasses various stages of company development, from early-stage ventures to late-stage and pre-IPO companies. They engage in buyouts, turnarounds, and distressed asset acquisitions, aiming to support companies through different phases of their growth and restructuring. CIM Securities operates across multiple industries, including financial services, technology, healthcare, energy, consumer goods, industrial goods, real estate, media, telecommunications, retail, transportation, utilities, materials, consumer services, and business services. CIM Securities is a registered broker-dealer and a member of FINRA and SIPC. They are licensed to conduct business in 49 U.S. states and territories. The firm generated $2.51 million in revenue for fiscal 2021, primarily from investment banking and advisory fees. In July 2022, FDCTech, Inc. signed a letter of intent to acquire an 80% equity interest in CIM Securities, indicating potential growth and expansion opportunities for the firm. However, as of the latest available information, the acquisition has not been finalized, and CIM Securities continues to operate independently, providing strategic financial solutions to its clients. CIM Securities is a registered broker-dealer and a member of FINRA and SIPC. They are licensed to conduct business in 49 U.S. states and territories. The firm generated $2.51 million in revenue for fiscal 2021, primarily from investment banking and advisory fees. In July 2022, FDCTech, Inc. signed a letter of intent to acquire an 80% equity interest in CIM Securities, indicating potential growth and expansion opportunities for the firm. However, as of the latest available information, the acquisition has not been finalized, and CIM Securities continues to operate independently, providing strategic financial solutions to its clients.

Investment Focus

• Companies seeking growth capital
• Businesses in need of strategic financial solutions
• Micro-cap and small-cap companies

Portfolio Companies