Forte Securities

Overview

Established in 2008 and headquartered in London, Forte Securities is an independent global financial group providing brokerage, custody, and asset management services in both developed and emerging markets. The firm offers bespoke access to financial markets and liquidity pools through its diversified client coverage and provides infrastructure solutions via multiple licenses and partnerships in key financial hubs. With a team of over 90 seasoned professionals across seven offices worldwide, Forte Securities serves a diverse clientele, including investment banks, private banks, sovereign funds, asset managers, family offices, and ultra-high-net-worth individuals. The firm's services encompass execution, custody, clearing and settlement, advisory and research, asset management, debt structuring, securitization, and an organized trading facility (OTF). Its product offerings include cash equity, derivatives, fixed income, structured products, foreign exchange, funds, alternative credit, and cryptocurrencies. Forte Securities is authorized and regulated by the UK's Financial Conduct Authority (FCA) under FRN 478424 and is a member of the London Stock Exchange. The firm emphasizes risk management, ensuring the protection of client assets through stringent control procedures, strong internal policies, and innovative systematic solutions, providing clients with full transparency and real-time control over their assets. Additionally, Forte Securities has a presence in Australia through its subsidiary, Forte Securities Australia Pty. Ltd., which offers access to curated, high-performing, institutional-grade European and US private funds for investors at lower minimum ticket sizes. The firm is also active in the US market through Forte Securities LLC, specializing in equity derivatives and serving a variety of market participants, including banks, market-makers, and buy-side institutions. Forte Securities does not serve retail clients nor solicit any business via internet marketing or social media, and has a presence only in countries as named on its official website. The firm is reporting any fraudulent activity involving the misuse of its name to the relevant authorities, including the FCA. For guidance on avoiding scams, please refer to the FCA’s ScamSmart Tool.

Investment Focus

• Qualified Investor Status
• Accredited Investor Status
• Compliance with Regulatory Requirements
• Due Diligence Process
• Investment Horizon
• Risk Tolerance Assessment
• Legal Documentation
• AML/KYC Compliance
• Investment Strategy Alignment
• Portfolio Diversification
• Liquidity Considerations
• Tax Implications
• Currency Risk Management
• Geopolitical Risk Assessment
• Market Conditions Analysis
• Exit Strategy Planning
• Performance Monitoring
• Reporting and Transparency
• Adherence to Investment Policies

Portfolio Companies