Gradient Investments, LLC

Overview

Gradient Investments, LLC is an independent, privately-owned, fee-based, SEC-registered investment advisor headquartered in Arden Hills, Minnesota. The firm provides professional money management services to individuals, employer-sponsored pension plans, foundations, endowments, and corporations, primarily through exchange-traded funds (ETFs) and individual equities within separately managed accounts. As of June 2024, Gradient Investments manages approximately $6.6 billion in assets across 67,502 discretionary accounts. The firm's client base includes retail investors, high-net-worth individuals, and pension plans, with retail investors representing the largest client group by number of accounts. Gradient Investments is registered in multiple states, including Minnesota, North Carolina, and Texas, and maintains affiliations with various financial entities, including broker-dealers, accountants, law firms, and insurance companies. The firm's fee structure includes asset-based and fixed fees, and it does not have any disclosures. Gradient Investments is a member of the Gradient Financial Group, which offers a wide array of resources and support to financial services professionals. The Gradient Financial Group provides services to the member firms comprising the Gradient Financial Group but does not directly or indirectly control the management, policies, or business operations of any of the member firms, which are each separate, distinct, and independent entities. Gradient Investments, LLC is an SEC-registered investment advisor. Gradient Investments, LLC is an independent, privately-owned, fee-based, SEC-registered investment advisor headquartered in Arden Hills, Minnesota. The firm provides professional money management services to individuals, employer-sponsored pension plans, foundations, endowments, and corporations, primarily through exchange-traded funds (ETFs) and individual equities within separately managed accounts. As of June 2024, Gradient Investments manages approximately $6.6 billion in assets across 67,502 discretionary accounts. The firm's client base includes retail investors, high-net-worth individuals, and pension plans, with retail investors representing the largest client group by number of accounts. Gradient Investments is registered in multiple states, including Minnesota, North Carolina, and Texas, and maintains affiliations with various financial entities, including broker-dealers, accountants, law firms, and insurance companies. The firm's fee structure includes asset-based and fixed fees, and it does not have any disclosures. Gradient Investments is a member of the Gradient Financial Group, which offers a wide array of resources and support to financial services professionals. The Gradient Financial Group provides services to the member firms comprising the Gradient Financial Group but does not directly or indirectly control the management, policies, or business operations of any of the member firms, which are each separate, distinct, and independent entities. Gradient Investments, LLC is an SEC-registered investment advisor. Gradient Investments, LLC is an independent, privately-owned, fee-based, SEC-registered investment advisor headquartered in Arden Hills, Minnesota. The firm provides professional money management services to individuals, employer-sponsored pension plans, foundations, endowments, and corporations, primarily through exchange-traded funds (ETFs) and individual equities within separately managed accounts. As of June 2024, Gradient Investments manages approximately $6.6 billion in assets across 67,502 discretionary accounts. The firm's client base includes retail investors, high-net-worth individuals, and pension plans, with retail investors representing the largest client group by number of accounts. Gradient Investments is registered in multiple states, including Minnesota, North Carolina, and Texas, and maintains affiliations with various financial entities, including broker-dealer

Investment Focus

• Accredited investor status required
• Investment horizon of at least 5 years
• Diversified portfolio allocation
• Compliance with Gradient Investments' investment policies and guidelines
• Acceptance of Gradient Investments' fee structure and terms
• Completion of necessary investor documentation and agreements
• Adherence to applicable regulatory requirements and standards
• Agreement to periodic portfolio reviews and reporting
• Understanding of associated investment risks and market fluctuations
• Commitment to long-term investment objectives and strategies

Portfolio Companies