Joseph Gunnar & Co. LLC

Overview

Established in 1997, Joseph Gunnar & Co. LLC is a full-service broker-dealer dedicated to assisting investors in achieving their financial goals by providing a wide range of investment products and services to both private and corporate clients. The firm emphasizes personalized service, distinguishing itself from larger competitors by offering unique investment opportunities and a boutique approach to client relations. The firm's offerings include investment banking, corporate finance, institutional and retail sales and trading, and equity research services. They are committed to helping private clients with wealth accumulation, funding education, retirement planning, and creating shareholder value. Their product and service offerings provide clients with a competitive advantage, granting access to investment opportunities not readily available at larger firms. Through its affiliate, Buttonwood Group Advisors, Joseph Gunnar & Co. LLC manages a family of Private Investment Funds that provide retail and institutional investors access to investments in rapid-growth, pre-IPO companies. The firm is a registered broker-dealer with the U.S. Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) and is a member of the Financial Industry Regulatory Authority (FINRA), Securities Insurance Protection Corporation (SIPC), and NASDAQ Stock Market.

Investment Focus

• Accredited Investor Status
• Investment Horizon
• Risk Tolerance
• Due Diligence Process
• Compliance with Regulatory Requirements
• Legal Documentation
• Investment Objectives Alignment
• Financial Statements
• Background Checks

Portfolio Companies