Raymond James Ltd.

Overview

Raymond James Ltd. is a Canadian investment dealer offering a comprehensive suite of financial services, including equity sales and trading, investment banking, and financial advisory services. The firm provides mergers and acquisitions, corporate finance, public offerings, private placements, restructuring and reorganization, and divestment advisory services. Additionally, it offers underwriting, equity financing, fairness opinions and valuations, financial planning, syndication, and equity capital market services. The firm caters to various sectors, including oil, gas, energy, timber, forest, mining, and information technology. Its clientele includes Baylin Technologies Inc., DIRTT Environmental Solutions Ltd., Aecon Group Inc., Surge Energy Inc., Trevali Mining Corporation, and Whitecap Resources Inc. In 2001, Raymond James Ltd. expanded its presence in Canada by acquiring Goepel McDermid Inc., a leading independent investment dealer at the time. This acquisition significantly enhanced Raymond James Ltd.'s capabilities and market reach within the Canadian financial services industry. The integration of Goepel McDermid Inc. allowed Raymond James Ltd. to offer a broader range of services and strengthen its position in the market. Raymond James Ltd. is regulated by the Canadian Investment Regulatory Organization (CIRO) and is a member of the Canadian Investor Protection Fund (CIPF). The firm operates as a subsidiary of Raymond James Financial, Inc., a diversified financial services company headquartered in St. Petersburg, Florida. Raymond James Ltd. continues to serve investors across Canada, providing personalized financial solutions and maintaining a strong commitment to client service and financial integrity.

Investment Focus

• Accredited investors only
• Compliance with Canadian securities regulations
• Due diligence process required
• Investment horizon of 3-5 years
• Diversification across multiple asset classes
• Alignment with Raymond James Ltd.'s investment strategy
• Adherence to risk tolerance guidelines
• Regular reporting and transparency
• Commitment to ethical investment practices
• Ability to meet capital calls
• Willingness to participate in governance if applicable
• Understanding of market conditions
• Liquidity constraints may apply
• Subject to approval by investment committee
• Compliance with anti-money laundering regulations
• Acceptance of fees and expenses associated with investment
• Agreement to confidentiality terms
• Willingness to engage in ongoing communication
• Adherence to Raymond James Ltd.'s code of conduct

Portfolio Companies