Regency Capital Management

Overview

Regency Capital Management is a Honolulu-based family office offering independent fiduciary wealth management and investment advisory services. The firm focuses on evidence-based portfolios, explicit risk controls, and coordinated planning with clients' CPAs and attorneys to support long-term, after-tax growth. Their services include customized portfolio management, rational wealth management, and family office services for larger estates. The team comprises professionals dedicated to supporting and enriching clients' lives through steadfast fiduciary values and a rational approach to money and life. The firm is owned by Regency Acquisitions LLC, led by Neil Rose, and began operations on January 4, 2021. As of September 30, 2025, Regency Capital Management managed approximately $18 million in assets across 58 holdings. The firm's investment focus includes equity, fixed income, and real estate, targeting growth, late-stage, and buyout opportunities within the United States. They invest across various industries, including technology, healthcare, financial services, consumer goods, energy, real estate, industrial, telecommunications, media, utilities, materials, consumer services, healthcare services, financial services, and consumer products. Investment sizes range from $1 million to $50 million.