Steve Lockshin

Overview

Steve Lockshin is a seasoned angel investor and financial advisor specializing in technology and financial services. He co-founded AdvicePeriod in 2013, a wealth management firm that emphasizes technology and fiduciary alignment. In 2021, AdvicePeriod joined Mariner Wealth Advisors, uniting around a shared vision of a client-aligned, tech-enabled advisory firm built for the modern age. Prior to AdvicePeriod, Lockshin founded Convergent Wealth Advisors in 1994, serving as CEO for 18 years and chairman through 2014. Under his leadership, the company became one of the largest wealth advisory firms in the industry, perennially recognized as a top RIA to the ultra-affluent. He has been ranked #1 by Barron's in both their state (California) and national rankings in numerous periods. Lockshin is also known for his forward-thinking approach to wealth management and deep estate-planning expertise. He authored 'Get Wise to Your Advisor' (John Wiley & Sons, 2013) to help investors understand and avoid conflicts of interest in financial services. Throughout his career, he has remained dedicated to improving the client experience through smarter systems, objective advice, and a holistic approach to wealth management. In his role with Mariner, he serves as a senior advisor and thought leader, helping shape the firm’s innovation and client experience efforts. He provides these services as an independent contractor through his loan-out corporation, reflecting a shared commitment to building the integrated, fiduciary financial services firm of the future. Lockshin has been a member of the Young Presidents’ Organization (YPO) since 1998 and is an accomplished pilot, having advanced from private pilot certification to corporate jet pilot in under three years.

Investment Focus

• Strong management team
• Scalable business model
• Innovative technology
• Clear market differentiation
• Potential for high returns
• Alignment with fiduciary standards
• Commitment to transparency
• Focus on client-centric solutions
• Demonstrated product-market fit
• Ability to execute business plan
• Sustainable competitive advantage
• Clear exit strategy
• Strong financial projections
• Scalable operations
• Commitment to ethical business practices

Portfolio Companies