ViaWealth, LLC

Overview

ViaWealth, LLC is a registered investment adviser based in Leawood, Kansas, offering comprehensive wealth management services. The firm provides discretionary and non-discretionary management, advisory services, and financial planning to individuals, trusts, estates, charitable organizations, and businesses. ViaWealth follows fiduciary standards, acting in clients' best interests, even for retirement accounts. The firm's fees for wealth management services are based on account size, with annual fees up to 1.2%, negotiable based on assets managed. ViaWealth does not charge performance-based fees and requires a minimum household size of $500,000 for portfolio management services. The firm's investment strategy is based on Modern Portfolio Theory, focusing on efficient portfolios. ViaWealth does not sponsor a "wrap fee" program but may delegate investment management to outside managers. Clients receive regular account statements and performance reports. The firm does not vote proxies for clients and does not hold client funds directly, instead using third-party custodians. ViaWealth's investment focus includes fixed income (debt and bonds), private equity, real estate, and venture capital. The firm invests across various stages, including seed, early stage, series A, series B, growth, late stage, pre-IPO, buyout, turnaround, and distressed situations. Geographically, ViaWealth focuses on the United States, with investments spanning multiple industries such as technology, healthcare, financial services, consumer goods, energy, industrial, materials, telecommunications, media, real estate, utilities, consumer services, basic materials, consumer non-durables, and transportation. As of 2025, ViaWealth serves over 300 clients with a dedicated team of experienced financial advisors. The firm emphasizes a fiduciary, client-first approach, offering tailored solutions for generational wealth preservation and growth. ViaWealth's investment philosophy centers on integrating financial planning, investment management, tax strategies, and risk management into a comprehensive wealth management approach tailored to each client's unique goals, circumstances, and financial situations.

Investment Focus

• Minimum household size of $500,000 for portfolio management services